SEC Rule 606
Coastal Equities, Inc. directs order flow to its clearing firm for execution. Coastal Equities, Inc. does not receive compensation for directing order flow.
Our clearing firm, Wells Fargo Clearing Services, LLC (“WFCS”), has provided statistical data concerning the routing of order flow (the “Data”) on its web site. Although WFCS has used commercially reasonable efforts to provide accurate Data, the Data is provided to you on an “as is” basis.
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