Coastal Customer Account Fees
| Advantage Account Fee | $125.00 annually |
| Investment (standard brokerage) Account Fee | $65.00 annually |
| UGMA/UTMA Account Fee | $45.00 annually |
| IRA Account Fee | $50.00 annually |
| Account Inactivity Fee | $50.00 annually |
| Alternative Investment Custody Fee | $100.00 per investment ($600.00 per account maximum) |
| IRA Termination Fee | $95.00 per account |
| Safekeeping Fee | $25.00 per security per account |
| Lost Certificates | $50.00 plus transfer bonding cost |
| Confirm/Handling Fee | $4.50 per order |
| Margin Interest Rate | ($15.00 minimum) |
| Stop Payment | $25.00 per item |
| Returned Checks | $25.00 per item |
| Transfer & Ship | $30.00 (standard); $100.00 (rush) |
| Reorganization Activities | Fee waived |
| Bond Redemptions | Fee waived |
| Wire Transfer: Domestic | $15.00 |
| Wire Transfer: International | $35.00 |
| ACAT Delivery Fee | $95.00 |
| Qualified Retirement Plans: | |
| Standard Plan | $200.00 set-up fee |
| Non-Standard Plan | $250.00 set-up fee |
| Maintenance | $150.00 annually |
| Commissions1: | |
| Annuities | 3.75 – 7.5% |
| Annuity Trails | 0.25 – 1.4% |
| Equities3, Exchange-Traded and OTC | 0 – 5% |
| Closed-End Funds3, Exchange-Traded Products, Rights and Warrants | 0 – 6.5% |
| Options | Varies2 |
1Commissions are described by range only. Your financial professional is an independent contractor responsible for setting his or her own commission charges. Commissions may vary based upon lot size and complexity of the product, and minimum charges may apply. Please ask your financial professional for the amount of commission he or she will charge for a particular transaction.
2This charge will vary based upon the strategy, the number of contracts and is generally subject to pricing by your financial professional. Please ask your financial professional for the amount of commission he or she will charge for a particular transaction.
3Various wrap-fee advisory accounts do not charge commissions for trades. Minimum commission charges may apply to small orders in the discretion of your financial professional. Please ask your financial professional the commission he or she will charge for your order. Your commission paid will be disclosed on your trade confirmations.
